Search Result

101 - 120 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions