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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions