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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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Similar To

SYSC 19A.1 General application and purpose

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

EG 4.4 Appointment of additional investigators

EG 3.6 Investigations into collective investment schemes (section 284)

EG 2.3 Case selection: Threshold Conditions cases

SUP 3.11 Review of auditor’s client assets report

PERG 2.4 Link between activities and the United Kingdom

PERG 9.1 Application and Purpose

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

FEES 6.7 Payment of levies

REC 4.2B Exercise of passport rights by a UK RIE [deleted]