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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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Similar To

PERG 8.2 Introduction

COLL 8.5 Powers and responsibilities

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MAR 8.3 Requirements for benchmark administrators [deleted]

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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SUP 11.9 Changes in close links

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REC 2.4A Management body

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

CREDS 1.1 Application and purpose

SYSC 5.1 Skills, knowledge and expertise

ICOBS 1.1 The general application rule

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers