Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.4 Other relevant powers

SYSC 2.1 Apportionment of Responsibilities

MCOB 4.10 Home purchase plans: sales standards

REC 4.3 Risk assessments for UK recognised bodies

CASS 10.1 Application, purpose and general provisions

CASS 7A.2 Primary pooling events

SYSC 19D.1 Application and purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 6.2 Holding of client assets

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

REC 2.15 Discipline

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 2A.4 Power and procedure for RAP penalties and censures

FEES 4.1 Introduction

FEES 5.2 Introduction

DISP 1.1A Complaints handling requirements for MiFID complaints

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 16.2 Disapplication orders