Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

CONC 12.1 Application and purpose

EG 6.1 Publicity during FCA investigations

EG 15.3 Disqualification under section 345

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

GEN 2.2 Interpreting the Handbook

SUP 4.2 Purpose

SUP 10A.4 Specification of functions

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 2.1 Application and purpose

SYSC 19D.3 Remuneration principles

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]