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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 4.7

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 7.1 Application and purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 4.5 The IRB approach: Specialised lending exposures

SUP 5.3 Policy on the use of skilled persons

SUP 4.3 Appointment of actuaries

MCOB 9.4 Content of illustrations

LR 13.5 Financial information in Class 1 Circulars

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

IPRU-INV 11.7 CAPITAL REPORTING

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]