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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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