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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

SUP 6.1 Application, interpretation and purpose

SUP 16.3 General provisions on reporting

COBS 11.6 Use of dealing commission [deleted]

DEPP 2.3 Decision notices and second supervisory notices

MIPRU 2.3 Knowledge, ability and good repute [deleted]

COND 2.3 Effective supervision

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 11.9 Changes in close links

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

DISP App 3.2 The assessment of a complaint

EG 7.9 Suspensions of voting rights

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach