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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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SYSC 4.8

COBS 11.6 Use of dealing commission [deleted]

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

FEES 4.2 Obligation to pay periodic fees

SUP 12.2 Introduction

EG 9.2 The FCA’s general policy in this area

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 2.1 Case selection and the use of enforcement powers

SUP App 3.6 Freedom to provide services

SUP 12.7 Notification and reporting requirements

MAR 9.4 Supervisory regime

DTR 1.5 Fees and sanctions

EG 9.6 Applications for variation or revocation of prohibition orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)