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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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Similar To

MAR 4.1 Application and Purpose

EG 2.11 Senior management responsibility

PERG 12.5 Financial promotion issues

SUP 10A.7 FCA required functions

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

SUP App 3.2 Purpose

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.17 Inability to discharge regulatory functions

EG 14.2 Choice of powers

REC 4.2G Reports by skilled persons