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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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