Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.16 How to apply for approval and give notifications

CASS 1.3 General application: where?

MAR 5.6 Reporting requirements

COBS 14.2 Providing product information to clients

IPRU-INV 11.1 INTRODUCTION

BIPRU 12.2 Adequacy of liquidity resources

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 5.5 Duties of firms

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DISP 4.2 Standard terms

ICOBS 6.2 Pre-contract information: general insurance contracts

REC 3.2 Form and method of notification

MAR 5A.9 Suspension and removal of financial instruments

CASS 1A.2 CASS firm classification

MAR 7A.1 Application

MIPRU 4.4 Calculation of capital resources

SUP 8.2 Introduction

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]