Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3A Systems and controls for algorithmic trading

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 1.4 Miscellaneous

MAR 5A.5 Systems and controls for algorithmic trading

REC 2.4A Management body

GEN 4.3 Letter disclosure

SUP 10A.3 Provisions related to the Act

MIPRU 5.2 Use of intermediaries

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

LR 3.3 Shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

APER 4.4 Statement of Principle 4

MAR 9.5 Frequently Asked Questions

LR 5.2 Cancelling listing

SYSC 4.5