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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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SYSC 20.1 Application and purpose [deleted]

PERG 13.5 Exemptions from MiFID

CASS 1A.3 Responsibility for CASS operational oversight

SUP App 2.1 Application

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 8.4 Role of a sponsor: transactions

MIPRU 4.2C Credit risk mitigation

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COND 2.2 Location of offices

EG 2.11 Senior management responsibility

MCOB 6.9 Regulated sale and rent back agreements

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]