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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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