Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.13 Promotion and maintenance of standards

REC 6.2 Applications

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

COLL 4.2 Pre-sale notifications

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 3.3 Waivers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

PERG 5.15 Illustrative tables

MCOB 4.4A Initial disclosure requirements

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 19.1 Introduction

EG 2.9 FCA guidance and supporting materials

SYSC 10.1 Application

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

PR 5.6 Miscellaneous

SUP 10C.13 Variation of conditional and time-limited approvals

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SYSC 13.9 Outsourcing

EG 4.12 Search and seizure powers