Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 12.2 Introduction

PERG 2.7 Activities: a broad outline

COCON 4.1 Specific guidance on individual conduct rules

LR 17.3 Requirements with continuing application

CASS 1A.3 Responsibility for CASS operational oversight

LR 5.2 Cancelling listing

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 12.1 Application and purpose

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 8.3 Investor relations

PERG 9.10 Significance of being an open-ended investment company

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COND 2.4 Appropriate resources

REC 6.7 Notification rules for overseas recognised bodies

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 2.1 Application and purpose

EG 19.22 Decision making under the Payment Services Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 16.7A Annual report and accounts

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy