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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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