Search Result

101 - 120 of 1399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary