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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CONC 3.1 Application

SUP 10A.3 Provisions related to the Act

COBS 3.8 Policies, procedures and records

ICOBS 4.3 Remuneration disclosure

CONC 2.7 Distance marketing

RCB 6.1 Application and purpose

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 3.5 Auditors' independence

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

SUP 17A.2 Connectivity with FCA systems

LR 3.3 Shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 4.4 Statement of Principle 4

COBS 3.2 Clients

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COLL 6.1 Introduction and Application