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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information