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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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SYSC 4.5

As Published: 2015

SYSC 4.5

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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LR 9.4 Documents requiring prior approval

LR 5.1 Suspending listing

LR 5.4 Restoring listing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 9.1 Application and purpose

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IPRU-INV 5.8 Calculation of own funds and liquid capital

COLL 14.2 Registration with the Charity Commission

BIPRU 9.6 Implicit support

BIPRU 12.8 Cross-border and intra-group management of liquidity

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REC 2.16 Complaints

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach