Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

GEN 4.1 Application

COND 1.2 Purpose

PERG 2.6 Specified investments: a broad outline

SYSC 3.1 Systems and controls

SUP 10A.8 Systems and controls functions

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP 8A.2 Introduction and conditions

APER 2.1A The Statements of Principle

SUP 8.3 Applying for a waiver

DISP App 3.1 Introduction

DISP 1.10A Complaints data publication rules

PERG 2.11 Persons who are exempt for credit-related regulated activities

SYSC 4.9

FEES 3.1 Introduction

TC 1.1 Who, what and where?

GENPRU 3.2 Third-country groups

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy