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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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