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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

DEPP 3.1 The Regulatory Decisions Committee

LR 20.4 Continuing obligations

PERG 2.3 The business element

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

LR 19.2 Requirements for listing

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 1.3 Insider dealing

SUP 11.9 Changes in close links

SYSC 4.6

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CONC 7.11 Disclosures relating to “authority” or “status”

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]