Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 12.2 UK UCITS management companies

PERG 5.15 Illustrative tables

COLL 4.2 Pre-sale notifications

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 3.3 Waivers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

MCOB 4.4A Initial disclosure requirements

SYSC 10.1 Application

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 19.1 Introduction

EG 2.9 FCA guidance and supporting materials

PR 5.6 Miscellaneous

SUP 10C.13 Variation of conditional and time-limited approvals

MCOB 1.2 General application: who? what?

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 15.1 Application

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

GEN 4.3 Letter disclosure

EG 9.9 The effect of the FCA’s decision to withdraw approval