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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes