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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies