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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SYSC 4.6

As Published: 2015

SYSC 4.6

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions