Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

…

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.11 Records, accounts and reconciliations

REC 3.18 Membership

DEPP 6.5D Serious financial hardship

GEN 4.2 Purpose

LR 20.4 Continuing obligations

COBS 18.11 Authorised professional firms

LR 12.1 Application

CASS 5.1 Application

REC 3.21 Criminal offences and civil prohibitions

EG 2.1 Case selection and the use of enforcement powers

LR 4.1 Application and Purpose