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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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EG 2.7 Sources of cases

REC 4.9 Disciplinary measures

EG 19.18 Counter-Terrorism Act 2008

MAR 6.4 Systematic internaliser reporting requirement

SUP 3.5 Auditors' independence

LR 18.3 Listing applications

REC 6.8 Powers to supervise

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

SUP 8.9 Decision making

ICOBS 3.1 Distance marketing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy