Search Result

621 - 640 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales