Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 15.7 Transitional provisions [deleted]

DISP App 3.11 Obligation to write letters to certain rejected complainants

MIPRU 5.1 Application and purpose

COBS 4.11 Record keeping: financial promotion

MCOB 2.7 Application to electronic media and distance communications

MCOB 13.1 Application

MCOB 9.8 Disclosure after sale: lifetime mortgages

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 18.1 Cancellation on the FCA’s own-initiative

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]