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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SYSC 4.9

As Published: 2015

SYSC 4.9

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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CASS 7.17 Statutory trust

PERG 7.6 Applications for a certificate

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CASS 11.9 Segregation and the operation of client money accounts

MIPRU 4.4 Calculation of capital resources

EG 11.5 Other relevant powers

FEES 2.1 Introduction

COCON 3.1 General factors for assessing compliance

COBS 15.3 Exercising a right to cancel

COBS 11.6 Use of dealing commission [deleted]

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COBS 9.6 Special rules for giving basic advice on a stakeholder product

EG App 3.1 The FCA

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 4.1 Application and purpose

SYSC 4.9

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

LR 1.2 Modifying rules and consulting the FCA

SYSC 4.4 Apportionment of responsibilities