Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

…

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

…

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 10.4 Other relevant powers

COLL 6.3 Valuation and pricing

LR 4.4 Miscellaneous

MAR 9.1 Application, approach and structure

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

FEES 5.2 Introduction

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SYSC 21.1 Risk control: guidance on governance arrangements

REC 3.2 Form and method of notification

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]