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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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LR 6.13 Externally managed companies

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

LR 8.3 Role of a sponsor: general

REC 3.15 Suspension of services and inability to operate facilities

PRIN 3.4 General

PERG 8.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.24 Advising on investments

MCOB 5.5 Provision of illustrations

CASS 10.2 Core content requirements

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.12 Insolvency regime and relevant sections of the Act