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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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Similar To

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 4.5 Provisions applicable to all actuaries

MAR 7A.5 Requirements when acting as a general clearing member

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SYSC 18.3 Internal arrangements

EG 3.2B Information requests (section 122B)

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

SYSC 19A.1 General application and purpose

SUP 15.9 Notifications by members of financial conglomerates

CONC 12.1 Application and purpose

FEES 9.2 PSR fees

SUP 5.6 Confidential information and privilege

CONC 8.3 Pre contract information and advice requirements

PERG 5.4 The business test

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SYSC 22.2 Getting, giving and updating references: the main rules

LR 19.2 Requirements for listing

COND 2.5 Suitability

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy