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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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