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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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CONC 3.4 Risk warning for high-cost short-term credit

As Published: 2014

CONC 3.4 Risk warning for high-cost short-term credit

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Effective Period

Similar To

APER 1.1A Application

COBS 4.12 [deleted]

BIPRU 4.10 The IRB approach: Credit risk mitigation

COBS 4.11 Record keeping: financial promotion

EG 8.3 Use of the own-initiative powers

GEN 1.3 Emergency

COLL 6.9 Independence, names and UCITS business restrictions

CONC 2.8 E-commerce

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 2.4 'Mystery shopping'

CASS 7A.3 Secondary pooling events

ICOBS 2.4 Record-keeping

MCOB 1.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

LR 8.3 Role of a sponsor: general

COCON 2.3 Firms: training and breaches

RCB 2.2 Applying for registration

CONC 3.4 Risk warning for high-cost short-term credit