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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 8.21 Company statements, announcements and briefings

SUP 10A.7 FCA required functions

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

COLL 5.2 General investment powers and limits for UCITS schemes

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 6.9 Independence, names and UCITS business restrictions

SUP 18.1 Application

EG App 3.3 SFO

BIPRU 1.3 Applications for advanced approaches and waivers

DEPP 1.2 Introduction to statutory notices

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy