Related provisions for COBS 18.4.2

1 - 1 of 1 items.

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

The provisions of COBS in the table do not apply in relation to any stock lending activity carried on by a firm 3:

COBS	Subject
16.1A	Adviser charging and remuneration
16.1B	Retail investment product provider requirements relating to adviser charging and remuneration
COBS 6.2B3 1	Describing advice services
2	2
6.4	Disclosure of charges, remuneration and commission
9.4	Suitability reports
9.6	Special rules for providing basic advice on a stakeholder product
3	3
COBS 16A.4.53	Guidance on contingent liability transaction
16.5	Quotations for surrender values
16.6	Life insurance contracts - communications to clients
16 Annex 1 R (1) 14	Information to be provided in accordance with COBS 16.2.1 R and 16.3