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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

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APER 3.2 Factors relating to all Statements of Principle

LR 18.3 Listing applications

EG 7.8 The procedure for giving a private warning

DTR 5.10 Use of electronic means for notifications and filing

EG 2.13 Late reporting or non-submission of reports to the FCA

APER 3.3 Factors relating to Statements of Principle 5 to 7

MCOB 12.7 Home purchase plans

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

SUP 8A.5 Revoking or varying directions and determinations

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 12.4 Liaison with other prosecuting authorities

MAR 1.6 Manipulating transactions

BIPRU 7.5 Foreign currency PRR

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

IPRU-INV 5.12 Counterparty risk requirement (CRR)

MIPRU 4.2E Use of external credit assessments

COBS 20.5 With-profits governance

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 3.3 The use of the credit assessments of ratings agencies