Search Result

101 - 120 of 1689 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources