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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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EG 4.12 Search and seizure powers

EG 19.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 10.3 Asset-freezing injunctions

SUP 5.2 The FCA’s power

PERG 5.5 The regulated activities: dealing in contracts as agent

EG 11.4 Determining the amount of restitution

BIPRU 9.5 Synthetic securitisation

CASS 7.14 Client money held by a third party

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

EG 5.1 Settlement and the FCA – an overview

PRIN 3.3 Where?

PERG 15.4 Small payment institutions, agents and exempt bodies

MCOB 5A.6 Other information

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

COBS 11.5 Record keeping: client orders and transactions [deleted]