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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SYSC 4.8

As Published: 2015

SYSC 4.8

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 4.7

As Published: 2015

SYSC 4.7

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares