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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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