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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

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SYSC 1.1A Application

EG 19.34 Markets in Financial Instruments Regulations 2017

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 19D.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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DEPP 6.5A The five steps for penalties imposed on firms

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SYSC 19E.2 Remuneration policies and practices

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)