Search Result

61 - 80 of 996 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SYSC 4.7

As Published: 2015

SYSC 4.7

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources