Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 8.5 Basis of consolidation

EG 10.1 Introduction

LR 19.1 Application

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SUP 8.8 Revoking waivers

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

SYSC 9.1 General rules on record-keeping

MAR 10.2 Position limit requirements

ICOBS 3.2 E-Commerce

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MCOB 4.8A Execution-only sales

MCOB 5.4 Information on regulated mortgage contracts: general

SUP 16.10 Verification of firm details

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

CONC 7.13 Data accuracy and outsourced activities

PRIN 3.1 Who?

SUP 2.4 'Mystery shopping'

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

COLL 6.4 Title and registers

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities